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Beginning December 18, Schedules 13D and 13G must be filed using an XML-based language. Filers will have the option of (1) using a...
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Tracking trends critical to life sciences and technology companies.
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On September 13, the SEC charged Zymergen Inc., a biotechnology company, with misleading IPO investors about the company’s market...
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On September 10, the SEC charged Keurig with making inaccurate statements regarding the recyclability of K-Cups. According to the SEC’s...
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On September 9, the SEC settled charges against seven public companies for violations of the whistleblower protection rule. According to...
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On September 25, the Securities and Exchange Commission (SEC) announced that it had charged 23 entities and individuals for failure to...
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The Harvard Business Law Review recently published an article entitled “Insider Trading by Other Means” by an influential research group,...
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The following new SEC insider trading disclosures will be required in companies’ upcoming Forms 10-K (FY 2024) and/or proxy statements:...
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According to research firm Exechange, 74 chief executive officers have been fired or forced out this year, which is the highest number...
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Recently, the Investor Coalition for Equal Votes (ICEV) has been sending letters to private companies requesting a meeting to discuss...
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With the end of the third quarter quickly approaching, companies may want to consider the following for their upcoming Quarterly Reports...
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New filing deadlines for Schedule 13G become effective on September 30. In October 2023, the SEC adopted new rules governing beneficial...
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Nasdaq is asking for the Securities and Exchange Commission's blessing to codify proposed standards of review governing appeals before...