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Stanford Business recently posted an interesting article describing the results of a three-year study conducted to analyze American...
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Tracking trends critical to life sciences and technology companies.
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The following new disclosure will be required in companies’ upcoming Forms 10-K (FY 2024) and/or proxy statements: Upcoming Disclosure...
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As we start the new year, many public companies are in the middle of preparing their annual reports on Form 10-K and registration...
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The United States is facing another potential government shutdown going into this weekend. In such an event, the Division of Corporate...
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On December 17, the U.S. Securities and Exchange Commission announced it settled charges against fashion retailer Express, Inc. for...
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The U.S. Securities and Exchange Commission (SEC) recently published its Fall 2024 Reg-Flex Agenda. The SEC updated the anticipated...
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On December 3, the U.S. Securities and Exchange Commission settled charges against biotherapeutics company Kiromic BioPharma, Inc., its...
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Beginning December 18, Schedules 13D and 13G must be filed using an XML-based language. Filers will have the option of (1) using a...
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On September 13, the SEC charged Zymergen Inc., a biotechnology company, with misleading IPO investors about the company’s market...
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On September 10, the SEC charged Keurig with making inaccurate statements regarding the recyclability of K-Cups. According to the SEC’s...
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On September 9, the SEC settled charges against seven public companies for violations of the whistleblower protection rule. According to...
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On September 25, the Securities and Exchange Commission (SEC) announced that it had charged 23 entities and individuals for failure to...