5/12/2025 8:42:16 PM NYSE Changes Rules on Initial Period Fees, How It Evaluates Listing Applications from Companies Outside North America By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less The New York Stock Exchange (Exchange) has recently adopted two rule changes, one to reduce fees for the initial period of a company’s...
5/9/2025 1:00:28 PM SEC Staff Offers New Guidance on Crypto Disclosure, Stablecoins By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso Merritt Steele +2 more... Show less The SEC staff has issued a number of recent statements related to cryptocurrencies. Existing Disclosure Requirements On April 10, the SEC...
5/7/2025 1:00:15 PM SEC OKs Nasdaq's Changes to Initial Listing Reqs By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso Merritt Steele +2 more... Show less The SEC recently approved Nasdaq’s proposed changes to the initial listing requirements related to liquidity. Nasdaq proposed to change...
5/5/2025 1:00:59 PM SEC updates CDIs on Rule 10b5-1 plans, clawbacks, and de-SPAC transactions By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso Merritt Steele +2 more... Show less On April 25, the SEC staff added two new Compliance and Disclosure Interpretations (CDIs), revised 20 CDIs and withdrew three CDIs...
5/2/2025 1:00:31 PM Risk Factor Considerations for Upcoming Form 10-Q By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso Merritt Steele +2 more... Show less As companies prepare their Form 10-Q disclosures, it's worth bearing in mind a number of special considerations amid the current economic...
5/1/2025 9:25:51 PM Eighth Circuit Directs SEC to Reveal Plans for Climate Disclosure Rule By Wendy Grasso On April 24, 2025, the U.S. Court of Appeals for the Eighth Circuit ordered that the litigation challenging the validity of the...
4/17/2025 7:55:01 PM SEC Approves First U.S. National Securities Exchange Focused On Sustainability By Wendy Grasso The U.S. Securities and Exchange Commission has approved the registration of the first U.S. “green” stock exchange—Green Impact Exchange...
4/2/2025 1:00:47 PM Acting SEC Chair Outlines Plan to Make IPOs More Attractive By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso Merritt Steele +2 more... Show less Acting SEC Chair Mark T. Uyeda outlined potential regulatory changes to make IPOs more attractive and to scale public company disclosures...
3/25/2025 6:28:25 PM SEC Expands Confidential Filing Options By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso Merritt Steele +2 more... Show less The Securities and Exchange Commission has expanded the confidential filing options, including: All Securities Act registration...
3/11/2025 4:52:23 PM SEC Expansion of Availability of Confidential Submissions of Registration Statements Could Help Life Sciences Companies Raise Capital By Rob Freedman In an attempt to facilitate capital raising, the SEC announced that it was expanding the ability of issuers to submit draft registration...
2/27/2025 7:42:38 PM 2025 Life Sciences M&A Trends in Earnouts and Antitrust By Rob Freedman Life sciences M&A comes with unique challenges that require thoughtful and creative structuring. Bridging valuation gaps between buyers...
2/13/2025 3:20:05 PM The Life Sciences IPO Market Is Off to a Solid Start in 2025 - Is Your Company Ready? By Rob Freedman Various biotech companies have completed or launched their IPOs so far in 2025. As of early February, five sizeable life sciences...