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Catch up on the latest SEC news, including agency guidance, tips, requests for input, and more. Petition for Rulemaking with Respect to...
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Tracking trends critical to life sciences and technology companies.
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Some issuers will be subject to higher FINRA fee caps beginning July 1, 2025. Section 7 of Schedule A to the FINRA By-Laws sets forth the...
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On June 12, 2025, the SEC announced its withdrawal of previously proposed amendments to Rule 14a-8. The amendments, proposed in June...
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The New York Stock Exchange (Exchange) has recently adopted two rule changes, one to reduce fees for the initial period of a company’s...
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The SEC recently approved Nasdaq’s proposed changes to the initial listing requirements related to liquidity. Nasdaq proposed to change...
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On April 25, the SEC staff added two new Compliance and Disclosure Interpretations (CDIs), revised 20 CDIs and withdrew three CDIs...
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As companies prepare their Form 10-Q disclosures, it's worth bearing in mind a number of special considerations amid the current economic...
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Acting SEC Chair Mark T. Uyeda outlined potential regulatory changes to make IPOs more attractive and to scale public company disclosures...
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On March 27, 2025, the Securities and Exchange Commission voted to end its defense of the climate disclosure rules it adopted last year...
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Some proxy advisors and institutional investors have made changes to their diversity policies and mandates, including the following: ISS...
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The SEC published updated Compliance and Disclosure Interpretations on the filing of Schedules 13D and 13G/Shareholder Engagement....
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The SEC rescinded Staff Legal Bulletin No. 14L and issued updated guidance on the exclusion of shareholder proposals under Rule 14a-8 and...