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On September 13, the SEC charged Zymergen Inc., a biotechnology company, with misleading IPO investors about the company’s market...

On September 10, the SEC charged Keurig with making inaccurate statements regarding the recyclability of K-Cups. According to the SEC’s...

On September 9, the SEC settled charges against seven public companies for violations of the whistleblower protection rule. According to...

The Harvard Business Law Review recently published an article entitled “Insider Trading by Other Means” by an influential research group,...

The following new SEC insider trading disclosures will be required in companies’ upcoming Forms 10-K (FY 2024) and/or proxy statements:...

According to research firm Exechange, 74 chief executive officers have been fired or forced out this year, which is the highest number...

On August 31, the California Assembly and Senate passed SB 219, which provides for the following notable changes to the climate...

Recently, the Investor Coalition for Equal Votes (ICEV) has been sending letters to private companies requesting a meeting to discuss...

With the end of the third quarter quickly approaching, companies may want to consider the following for their upcoming Quarterly Reports...

Companies impacted by CrowdStrike’s defective software update should consider the following long-term reporting implications:   Risk...

The U.S. Securities and Exchange Commission (SEC) has confirmed that its climate and environmental, social, and governance (ESG)...

New filing deadlines for Schedule 13G become effective on September 30. In October 2023, the SEC adopted new rules governing beneficial...