1/7/2025 9:49:08 PM 2025 Reporting Season: Upcoming Disclosure Requirements for Your Form 10-K and Proxy Statement By Ran Ben-Tzur Amanda Rose David Bell Wendy Grasso Merritt Steele +2 more... Show less The following new disclosure will be required in companies’ upcoming Forms 10-K (FY 2024) and/or proxy statements: Upcoming Disclosure...
1/6/2025 11:17:29 PM Annual Evergreen Increases: Reminders for Your Form S-8 By Merritt Steele As we start the new year, many public companies are in the middle of preparing their annual reports on Form 10-K and registration...
12/18/2024 1:55:38 PM SEC Publishes Updated Fall 2024 Reg-Flex Agenda By Merritt Steele The U.S. Securities and Exchange Commission (SEC) recently published its Fall 2024 Reg-Flex Agenda. The SEC updated the anticipated...
12/17/2024 10:58:34 PM Trump Victory Boosts Confidence in US Economy By Daniel Brownstone Following Trump's victory, a surge in confidence in the United States economy has been noted by some investors. This sentiment was echoed...
12/3/2024 7:04:38 PM Your 2024 Proxy Season Debrief from Silicon Valley and Beyond By Wendy Grasso David Bell Over the last five years, stockholder activism has undergone significant transformation, shaped by changing market conditions, regulatory...
12/3/2024 6:34:59 PM How to Use the DOJ ECCP to Bolster Your Compliance Program By Merritt Steele In September, the U.S. Department of Justice updated its Evaluation of Corporate Compliance Programs (ECCP) guidance, which is the...
11/27/2024 12:00:10 AM New Structured Data Requirement for Schedules 13D/13G Takes Effect Dec. 18 By Merritt Steele Beginning December 18, Schedules 13D and 13G must be filed using an XML-based language. Filers will have the option of (1) using a...
10/2/2024 2:00:00 PM SEC Charges Biotech Co. with Misleading IPO Investors By Merritt Steele On September 13, the SEC charged Zymergen Inc., a biotechnology company, with misleading IPO investors about the company’s market...
9/30/2024 2:00:00 PM SEC Charges Coffee Pod Co. Over Recyclability Claims By Merritt Steele On September 10, the SEC charged Keurig with making inaccurate statements regarding the recyclability of K-Cups. According to the SEC’s...
9/27/2024 2:00:00 PM SEC Settles Seven Whistleblower Protection Actions By Merritt Steele On September 9, the SEC settled charges against seven public companies for violations of the whistleblower protection rule. According to...
9/25/2024 4:00:00 PM Form 4 Code J Transactions Under Scrutiny By Merritt Steele The Harvard Business Law Review recently published an article entitled “Insider Trading by Other Means” by an influential research group,...
9/25/2024 2:00:00 PM Key Considerations for New Insider Trading Disclosures By Merritt Steele The following new SEC insider trading disclosures will be required in companies’ upcoming Forms 10-K (FY 2024) and/or proxy statements:...