7/15/2025 2:36:33 PM SEC's Corp. Fin. Amends CDIs Related to Regulation 13D–G Reporting Rules By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less On July 11, the SEC’s Division of Corporation Finance amended 18 Compliance and Disclosure Interpretations relating to Regulation 13D-G,...
7/14/2025 8:17:07 PM Reminder: Risk Factor and MD&A Considerations for Upcoming Form 10-Q By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less Keep in mind the following risk factor and MD&A considerations for upcoming Form 10-Q filings: Trade Issues and Tariffs: U.S. and...
7/1/2025 2:00:08 PM The Buzz Around Femtech at New York Tech Week 2025 By Jennifer Yoo The femtech sector's evolution presents opportunities for tech, healthcare, and life sciences companies that are both vast and largely...
6/20/2025 2:00:16 PM SEC News Roundup By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less Catch up on the latest SEC news, including agency guidance, tips, requests for input, and more. Petition for Rulemaking with Respect to...
6/18/2025 2:00:05 PM FINRA Fee Cap Increase Coming in July By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less Some issuers will be subject to higher FINRA fee caps beginning July 1, 2025. Section 7 of Schedule A to the FINRA By-Laws sets forth the...
6/16/2025 2:36:46 PM SEC Withdraws 2022 Proposed Amendment to Rule 14a-8 By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less On June 12, 2025, the SEC announced its withdrawal of previously proposed amendments to Rule 14a-8. The amendments, proposed in June...
6/16/2025 2:16:18 PM SEC Staff Says Certain Protocol Staking Activities Don't Constitute the Sale of Securities By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less The SEC’s Division of Corporation Finance recently issued a statement on Certain Protocol Staking Activities, essentially articulating...
5/30/2025 1:56:18 PM 5 Things Fintech Startups Need to Know About AML Compliance By Noah Solowiejczyk Ryan Straus Kevin Kirby Bank-fintech partnerships have transformed the financial services landscape, creating new opportunities and challenges for traditional...
5/22/2025 6:28:30 PM DOJ to Use False Claims Act to Crack Down on Illegal DEI By Wendy Grasso On May 19, 2025, the U.S. Department of Justice (DOJ) announced a new initiative, the Civil Rights Fraud Initiative, which will utilize...
5/21/2025 9:08:42 PM CMS Seeks Public Input to Modernize the Digital Health Ecosystem for Medicare Beneficiaries By Jefferson Lin The Centers for Medicare & Medicaid Services (CMS) has issued a new Request for Information (RFI) aimed at transforming how digital...
5/21/2025 6:10:17 PM First Federal Crackdown on Deepfakes: TAKE IT DOWN Act Signed By Mark Jansen On May 19, 2025, President Donald Trump signed the bipartisan TAKE IT DOWN Act into law, marking a significant federal initiative to...
5/21/2025 1:36:07 PM Buy-Side M&A Playbook: The Term Sheet – Defining Your Aerospace & Defense Deal By Stephen Fisher Patrick Grilli David Hayes This article is part of Fenwick's "Buy-Side M&A Playbook" series, published as part of the Silicon Valley Defense Group's Industry...