7/24/2025 10:11:59 PM Trump Administration’s AI Action Plan Previews Changes to Export Controls and Enforcement By Carrie Schroll On July 23, 2025, the White House unveiled “Winning the AI Race: America’s AI Action Plan,” which provides for federal policy actions the...
7/18/2025 2:00:45 PM SEC in Discussion with Exchanges to Ease Public Company Regulations By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less The SEC is reportedly in discussions with Nasdaq and NYSE about ways to ease the burden of becoming—and remaining—a public company. Some...
7/16/2025 2:00:24 PM SEC Division of Corporation Finance Issues Statement on Crypto Asset Exchange-Traded Products By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less On July 1, the SEC’s Division of Corporation Finance (Corp Fin) issued a statement regarding Crypto Asset Exchange-Traded Products...
7/15/2025 9:50:12 PM And Then There Were 10: Trump Admin Unwinds Suirui Group Co.’s Acquisition of Jupiter Systems By Mark Ostrau Melissa Duffy Robert Slack Carrie Schroll Brooklynn Moore +2 more... Show less What You Need to Know Last week, President Donald Trump signed an order forcing a Chinese-owned company to unwind its 2020 acquisition...
7/15/2025 2:36:33 PM SEC's Corp. Fin. Amends CDIs Related to Regulation 13D–G Reporting Rules By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less On July 11, the SEC’s Division of Corporation Finance amended 18 Compliance and Disclosure Interpretations relating to Regulation 13D-G,...
7/14/2025 8:17:07 PM Reminder: Risk Factor and MD&A Considerations for Upcoming Form 10-Q By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less Keep in mind the following risk factor and MD&A considerations for upcoming Form 10-Q filings: Trade Issues and Tariffs: U.S. and...
7/1/2025 2:00:08 PM The Buzz Around Femtech at New York Tech Week 2025 By Jennifer Yoo The femtech sector's evolution presents opportunities for tech, healthcare, and life sciences companies that are both vast and largely...
6/20/2025 2:00:16 PM SEC News Roundup By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less Catch up on the latest SEC news, including agency guidance, tips, requests for input, and more. Petition for Rulemaking with Respect to...
6/18/2025 2:00:05 PM FINRA Fee Cap Increase Coming in July By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less Some issuers will be subject to higher FINRA fee caps beginning July 1, 2025. Section 7 of Schedule A to the FINRA By-Laws sets forth the...
6/16/2025 2:36:46 PM SEC Withdraws 2022 Proposed Amendment to Rule 14a-8 By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less On June 12, 2025, the SEC announced its withdrawal of previously proposed amendments to Rule 14a-8. The amendments, proposed in June...
6/16/2025 2:16:18 PM SEC Staff Says Certain Protocol Staking Activities Don't Constitute the Sale of Securities By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less The SEC’s Division of Corporation Finance recently issued a statement on Certain Protocol Staking Activities, essentially articulating...
5/30/2025 1:56:18 PM 5 Things Fintech Startups Need to Know About AML Compliance By Noah Solowiejczyk Ryan Straus Kevin Kirby Bank-fintech partnerships have transformed the financial services landscape, creating new opportunities and challenges for traditional...