regulatory | Fenwick

54 results for: regulatory

August 12, 2025

CFIUS Annual Report Shows Oversight and Monitoring Remain Active Despite Decrease in Overall Cases

By Mark Ostrau, Melissa Duffy, Robert Slack, Carrie Schroll, Sofia Chalat, Brooklynn Moore

On August 6, 2025, the U.S. Department of the Treasury released its Committee on Foreign Investment in the United States (CFIUS or the...

August 12, 2025

CFIUS Annual Report Shows Oversight and Monitoring Remain Active Despite Decrease in Overall Cases

By Mark Ostrau, Melissa Duffy, Robert Slack, Carrie Schroll, Sofia Chalat, Brooklynn Moore

On August 6, 2025, the U.S. Department of the Treasury released its Committee on Foreign Investment in the United States (CFIUS or the...

July 24, 2025

Trump Administration’s AI Action Plan Previews Changes to Export Controls and Enforcement

By Carrie Schroll

On July 23, 2025, the White House unveiled “Winning the AI Race: America’s AI Action Plan,” which provides for federal policy actions the...

July 24, 2025

Trump Administration’s AI Action Plan Previews Changes to Export Controls and Enforcement

By Carrie Schroll

On July 23, 2025, the White House unveiled “Winning the AI Race: America’s AI Action Plan,” which provides for federal policy actions the...

view looking up at glass office building

July 18, 2025

SEC in Discussion with Exchanges to Ease Public Company Regulations

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso

The SEC is reportedly in discussions with Nasdaq and NYSE about ways to ease the burden of becoming—and remaining—a public company. Some...

July 18, 2025

SEC in Discussion with Exchanges to Ease Public Company Regulations

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso

The SEC is reportedly in discussions with Nasdaq and NYSE about ways to ease the burden of becoming—and remaining—a public company. Some...

July 16, 2025

SEC Division of Corporation Finance Issues Statement on Crypto Asset Exchange-Traded Products

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso

On July 1, the SEC’s Division of Corporation Finance (Corp Fin) issued a statement regarding Crypto Asset Exchange-Traded Products...

July 16, 2025

SEC Division of Corporation Finance Issues Statement on Crypto Asset Exchange-Traded Products

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso

On July 1, the SEC’s Division of Corporation Finance (Corp Fin) issued a statement regarding Crypto Asset Exchange-Traded Products...

July 15, 2025

And Then There Were 10: Trump Admin Unwinds Suirui Group Co.’s Acquisition of Jupiter Systems

By Mark Ostrau, Melissa Duffy, Robert Slack, Carrie Schroll, Brooklynn Moore

What You Need to Know Last week, President Donald Trump signed an order forcing a Chinese-owned company to unwind its 2020 acquisition...

July 15, 2025

And Then There Were 10: Trump Admin Unwinds Suirui Group Co.’s Acquisition of Jupiter Systems

By Mark Ostrau, Melissa Duffy, Robert Slack, Carrie Schroll, Brooklynn Moore

What You Need to Know Last week, President Donald Trump signed an order forcing a Chinese-owned company to unwind its 2020 acquisition...

July 15, 2025

SEC's Corp. Fin. Amends CDIs Related to Regulation 13D–G Reporting Rules

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso

On July 11, the SEC’s Division of Corporation Finance amended 18 Compliance and Disclosure Interpretations relating to Regulation 13D-G,...

July 15, 2025

SEC's Corp. Fin. Amends CDIs Related to Regulation 13D–G Reporting Rules

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso

On July 11, the SEC’s Division of Corporation Finance amended 18 Compliance and Disclosure Interpretations relating to Regulation 13D-G,...

July 14, 2025

Reminder: Risk Factor and MD&A Considerations for Upcoming Form 10-Q

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso

Keep in mind the following risk factor and MD&A considerations for upcoming Form 10-Q filings: Trade Issues and Tariffs: U.S. and...

July 14, 2025

Reminder: Risk Factor and MD&A Considerations for Upcoming Form 10-Q

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso

Keep in mind the following risk factor and MD&A considerations for upcoming Form 10-Q filings: Trade Issues and Tariffs: U.S. and...

July 01, 2025

The Buzz Around Femtech at New York Tech Week 2025

By Jennifer Yoo

The femtech sector's evolution presents opportunities for tech, healthcare, and life sciences companies that are both vast and largely...

July 01, 2025

The Buzz Around Femtech at New York Tech Week 2025

By Jennifer Yoo

The femtech sector's evolution presents opportunities for tech, healthcare, and life sciences companies that are both vast and largely...

June 20, 2025

SEC News Roundup

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso

Catch up on the latest SEC news, including agency guidance, tips, requests for input, and more. Petition for Rulemaking with Respect to...

June 20, 2025

SEC News Roundup

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso

Catch up on the latest SEC news, including agency guidance, tips, requests for input, and more. Petition for Rulemaking with Respect to...

June 18, 2025

FINRA Fee Cap Increase Coming in July

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso

Some issuers will be subject to higher FINRA fee caps beginning July 1, 2025. Section 7 of Schedule A to the FINRA By-Laws sets forth the...

June 18, 2025

FINRA Fee Cap Increase Coming in July

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso

Some issuers will be subject to higher FINRA fee caps beginning July 1, 2025. Section 7 of Schedule A to the FINRA By-Laws sets forth the...

June 16, 2025

SEC Withdraws 2022 Proposed Amendment to Rule 14a-8

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso

On June 12, 2025, the SEC announced its withdrawal of previously proposed amendments to Rule 14a-8. The amendments, proposed in June...

June 16, 2025

SEC Withdraws 2022 Proposed Amendment to Rule 14a-8

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso

On June 12, 2025, the SEC announced its withdrawal of previously proposed amendments to Rule 14a-8. The amendments, proposed in June...

June 16, 2025

SEC Staff Says Certain Protocol Staking Activities Don't Constitute the Sale of Securities

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso

The SEC’s Division of Corporation Finance recently issued a statement on Certain Protocol Staking Activities, essentially articulating...

June 16, 2025

SEC Staff Says Certain Protocol Staking Activities Don't Constitute the Sale of Securities

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso

The SEC’s Division of Corporation Finance recently issued a statement on Certain Protocol Staking Activities, essentially articulating...