5/12/2025 8:42:16 PM NYSE Changes Rules on Initial Period Fees, How It Evaluates Listing Applications from Companies Outside North America By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less The New York Stock Exchange (Exchange) has recently adopted two rule changes, one to reduce fees for the initial period of a company’s...
5/12/2025 1:00:40 PM Delaware Amends General Corporation Law to Stanch Company Exodus By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso Merritt Steele +2 more... Show less On March 25, Delaware adopted significant amendments to §§ 144 and 220 of the Delaware General Corporation Law which aim to provide...
5/9/2025 1:00:28 PM SEC Staff Offers New Guidance on Crypto Disclosure, Stablecoins By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso Merritt Steele +2 more... Show less The SEC staff has issued a number of recent statements related to cryptocurrencies. Existing Disclosure Requirements On April 10, the SEC...
5/8/2025 1:52:12 PM Buy-Side M&A Playbook: Preparing for an Aerospace & Defense Deal By Stephen Fisher Patrick Grilli David Hayes This article is part of Fenwick's "Buy-Side M&A Playbook" series, published as part of the Silicon Valley Defense Group's Industry...
5/7/2025 1:00:15 PM SEC OKs Nasdaq's Changes to Initial Listing Reqs By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso Merritt Steele +2 more... Show less The SEC recently approved Nasdaq’s proposed changes to the initial listing requirements related to liquidity. Nasdaq proposed to change...
5/5/2025 1:00:59 PM SEC updates CDIs on Rule 10b5-1 plans, clawbacks, and de-SPAC transactions By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso Merritt Steele +2 more... Show less On April 25, the SEC staff added two new Compliance and Disclosure Interpretations (CDIs), revised 20 CDIs and withdrew three CDIs...
5/2/2025 1:00:31 PM Risk Factor Considerations for Upcoming Form 10-Q By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso Merritt Steele +2 more... Show less As companies prepare their Form 10-Q disclosures, it's worth bearing in mind a number of special considerations amid the current economic...
4/24/2025 8:22:00 PM Blurred Lines, Big Lawsuits: The Cost of Missing Disclosures By Shannon Turner Revolve is facing a $50 million putative class action over allegedly failing to enforce disclosure rules in its influencer campaigns. The...
4/2/2025 1:00:47 PM Acting SEC Chair Outlines Plan to Make IPOs More Attractive By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso Merritt Steele +2 more... Show less Acting SEC Chair Mark T. Uyeda outlined potential regulatory changes to make IPOs more attractive and to scale public company disclosures...
3/25/2025 6:28:25 PM SEC Expands Confidential Filing Options By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso Merritt Steele +2 more... Show less The Securities and Exchange Commission has expanded the confidential filing options, including: All Securities Act registration...
1/29/2025 5:49:00 PM SEC rescinds SAB 121—What it Means for Financial Institutions and Crypto Exchanges By Ran Ben-Tzur Kevin Kirby Matthew Dimon Hector Velez +1 more... Show less What You Need to Know Controversial Securities and Exchange Commission accounting guidance known as SAB 121 has been rescinded. SAB 121...
1/22/2025 8:35:32 PM COPPA’s Coming of Age: Key Compliance Changes in FTC’s Final Rule By Tyler Newby Ana Razmazma Alyona Eidinger On January 16, 2025, the Federal Trade Commission (FTC) finalized amendments to the Children’s Online Privacy Protection Act (COPPA) Rule...