6/20/2025 2:00:16 PM SEC News Roundup By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less Catch up on the latest SEC news, including agency guidance, tips, requests for input, and more. Petition for Rulemaking with Respect to...
6/18/2025 2:00:05 PM FINRA Fee Cap Increase Coming in July By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less Some issuers will be subject to higher FINRA fee caps beginning July 1, 2025. Section 7 of Schedule A to the FINRA By-Laws sets forth the...
6/16/2025 2:36:46 PM SEC Withdraws 2022 Proposed Amendment to Rule 14a-8 By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less On June 12, 2025, the SEC announced its withdrawal of previously proposed amendments to Rule 14a-8. The amendments, proposed in June...
6/16/2025 2:16:18 PM SEC Staff Says Certain Protocol Staking Activities Don't Constitute the Sale of Securities By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less The SEC’s Division of Corporation Finance recently issued a statement on Certain Protocol Staking Activities, essentially articulating...
5/30/2025 1:56:18 PM 5 Things Fintech Startups Need to Know About AML Compliance By Noah Solowiejczyk Ryan Straus Kevin Kirby Bank-fintech partnerships have transformed the financial services landscape, creating new opportunities and challenges for traditional...
5/22/2025 6:28:30 PM DOJ to Use False Claims Act to Crack Down on Illegal DEI By Wendy Grasso On May 19, 2025, the U.S. Department of Justice (DOJ) announced a new initiative, the Civil Rights Fraud Initiative, which will utilize...
5/21/2025 9:08:42 PM CMS Seeks Public Input to Modernize the Digital Health Ecosystem for Medicare Beneficiaries By Jefferson Lin The Centers for Medicare & Medicaid Services (CMS) has issued a new Request for Information (RFI) aimed at transforming how digital...
5/21/2025 6:10:17 PM First Federal Crackdown on Deepfakes: TAKE IT DOWN Act Signed By Mark Jansen On May 19, 2025, President Donald Trump signed the bipartisan TAKE IT DOWN Act into law, marking a significant federal initiative to...
5/21/2025 1:36:07 PM Buy-Side M&A Playbook: The Term Sheet – Defining Your Aerospace & Defense Deal By Stephen Fisher Patrick Grilli David Hayes This article is part of Fenwick's "Buy-Side M&A Playbook" series, published as part of the Silicon Valley Defense Group's Industry...
5/12/2025 8:42:16 PM NYSE Changes Rules on Initial Period Fees, How It Evaluates Listing Applications from Companies Outside North America By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso +1 more... Show less The New York Stock Exchange (Exchange) has recently adopted two rule changes, one to reduce fees for the initial period of a company’s...
5/12/2025 1:00:40 PM Delaware Amends General Corporation Law to Stanch Company Exodus By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso Merritt Steele +2 more... Show less On March 25, Delaware adopted significant amendments to §§ 144 and 220 of the Delaware General Corporation Law which aim to provide...
5/9/2025 1:00:28 PM SEC Staff Offers New Guidance on Crypto Disclosure, Stablecoins By David Bell Ran Ben-Tzur Amanda Rose Wendy Grasso Merritt Steele +2 more... Show less The SEC staff has issued a number of recent statements related to cryptocurrencies. Existing Disclosure Requirements On April 10, the SEC...