1/29/2025 5:49:00 PM SEC rescinds SAB 121—What it Means for Financial Institutions and Crypto Exchanges By Ran Ben-Tzur Kevin Kirby Matthew Dimon Hector Velez +1 more... Show less What You Need to Know Controversial Securities and Exchange Commission accounting guidance known as SAB 121 has been rescinded. SAB 121...
10/2/2024 2:00:00 PM SEC Charges Biotech Co. with Misleading IPO Investors By Merritt Steele On September 13, the SEC charged Zymergen Inc., a biotechnology company, with misleading IPO investors about the company’s market...
9/30/2024 2:00:00 PM SEC Charges Coffee Pod Co. Over Recyclability Claims By Merritt Steele On September 10, the SEC charged Keurig with making inaccurate statements regarding the recyclability of K-Cups. According to the SEC’s...
9/26/2024 7:16:50 PM SEC Enforcement Sweep for Late Sections 13 and 16 Reports By Ran Ben-Tzur Amanda Rose David Bell Merritt Steele +1 more... Show less On September 25, the Securities and Exchange Commission (SEC) announced that it had charged 23 entities and individuals for failure to...
9/13/2024 6:31:21 PM SEC Disbands Climate and ESG Task Force By Wendy Grasso The U.S. Securities and Exchange Commission (SEC) has confirmed that its climate and environmental, social, and governance (ESG)...
9/10/2024 2:50:18 PM New Schedule 13G Filing Deadlines Looming By Merritt Steele New filing deadlines for Schedule 13G become effective on September 30. In October 2023, the SEC adopted new rules governing beneficial...
8/15/2024 5:36:00 PM August Securities Law Updates, Trends and Reminders By Merritt Steele It's been a busy few weeks for the securities world. Read the latest issue of Fenwick's securities update and get up to speed on: The...
6/21/2024 5:27:41 PM SEC Enforcement of 'AI Washing' May Just Be Getting Started By Zach Harned In February, U.S. Securities and Exchange Commission Chair Gary Gensler gave stern warnings regarding the practice of “AI Washing,” that...