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The New York Stock Exchange (Exchange) has recently adopted two rule changes, one to reduce fees for the initial period of a company’s...
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Tracking trends critical to life sciences and technology companies.
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The SEC staff has issued a number of recent statements related to cryptocurrencies. Existing Disclosure Requirements On April 10, the SEC...
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The SEC recently approved Nasdaq’s proposed changes to the initial listing requirements related to liquidity. Nasdaq proposed to change...
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On April 25, the SEC staff added two new Compliance and Disclosure Interpretations (CDIs), revised 20 CDIs and withdrew three CDIs...
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As companies prepare their Form 10-Q disclosures, it's worth bearing in mind a number of special considerations amid the current economic...
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The Securities and Exchange Commission has expanded the confidential filing options, including: All Securities Act registration...
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What You Need to Know Controversial Securities and Exchange Commission accounting guidance known as SAB 121 has been rescinded. SAB 121...
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On September 13, the SEC charged Zymergen Inc., a biotechnology company, with misleading IPO investors about the company’s market...
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On September 10, the SEC charged Keurig with making inaccurate statements regarding the recyclability of K-Cups. According to the SEC’s...
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On September 25, the Securities and Exchange Commission (SEC) announced that it had charged 23 entities and individuals for failure to...
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The U.S. Securities and Exchange Commission (SEC) has confirmed that its climate and environmental, social, and governance (ESG)...
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New filing deadlines for Schedule 13G become effective on September 30. In October 2023, the SEC adopted new rules governing beneficial...