02 Oct, 2024 SEC Charges Biotech Co. with Misleading IPO Investors By Merritt Steele On September 13, the SEC charged Zymergen Inc., a biotechnology company, with misleading IPO investors about the company’s market...
30 Sep, 2024 SEC Charges Coffee Pod Co. Over Recyclability Claims By Merritt Steele On September 10, the SEC charged Keurig with making inaccurate statements regarding the recyclability of K-Cups. According to the SEC’s...
26 Sep, 2024 SEC Enforcement Sweep for Late Sections 13 and 16 Reports By Ran Ben-Tzur Amanda Rose David Bell Merritt Steele +1 more... Show less On September 25, the Securities and Exchange Commission (SEC) announced that it had charged 23 entities and individuals for failure to...
13 Sep, 2024 SEC Disbands Climate and ESG Task Force By Wendy Grasso The U.S. Securities and Exchange Commission (SEC) has confirmed that its climate and environmental, social, and governance (ESG)...
10 Sep, 2024 New Schedule 13G Filing Deadlines Looming By Merritt Steele New filing deadlines for Schedule 13G become effective on September 30. In October 2023, the SEC adopted new rules governing beneficial...
15 Aug, 2024 August Securities Law Updates, Trends and Reminders By Merritt Steele It's been a busy few weeks for the securities world. Read the latest issue of Fenwick's securities update and get up to speed on: The...
21 Jun, 2024 SEC Enforcement of 'AI Washing' May Just Be Getting Started By Zach Harned In February, U.S. Securities and Exchange Commission Chair Gary Gensler gave stern warnings regarding the practice of “AI Washing,” that...