/Passle/660d68b6653e644c49237200/SearchServiceImages/2025-05-01-13-52-41-019-68137ca97f2e7755a74adabc.jpg)
The SEC staff has issued a number of recent statements related to cryptocurrencies. Existing Disclosure Requirements On April 10, the SEC...
What's Trending
Tracking trends critical to life sciences and technology companies.
/Passle/660d68b6653e644c49237200/SearchServiceImages/2025-05-01-13-27-26-309-681376be553b03b8327dce98.jpg)
The SEC recently approved Nasdaq’s proposed changes to the initial listing requirements related to liquidity. Nasdaq proposed to change...
/Passle/660d68b6653e644c49237200/SearchServiceImages/2025-05-01-13-21-15-715-6813754bd721f7839ae5d477.jpg)
On April 25, the SEC staff added two new Compliance and Disclosure Interpretations (CDIs), revised 20 CDIs and withdrew three CDIs...
/Passle/660d68b6653e644c49237200/SearchServiceImages/2025-05-01-13-08-20-429-68137244553b03b8327dc149.jpg)
As companies prepare their Form 10-Q disclosures, it's worth bearing in mind a number of special considerations amid the current economic...
/Passle/660d68b6653e644c49237200/SearchServiceImages/2025-03-19-19-07-09-253-67db15ddfe470f8cee52c88a.jpg)
The Securities and Exchange Commission has expanded the confidential filing options, including: All Securities Act registration...
/Passle/660d68b6653e644c49237200/SearchServiceImages/2025-01-29-16-23-23-495-679a55fb8d5c3a1bd07ff27d.jpg)
What You Need to Know Controversial Securities and Exchange Commission accounting guidance known as SAB 121 has been rescinded. SAB 121...
/Passle/660d68b6653e644c49237200/SearchServiceImages/2024-09-20-20-12-36-267-66edd734d3255dfed911c637.jpg)
On September 13, the SEC charged Zymergen Inc., a biotechnology company, with misleading IPO investors about the company’s market...
/Passle/660d68b6653e644c49237200/SearchServiceImages/2024-09-20-20-25-58-595-66edda56a9627d1421843fa4.jpg)
On September 10, the SEC charged Keurig with making inaccurate statements regarding the recyclability of K-Cups. According to the SEC’s...
/Passle/660d68b6653e644c49237200/SearchServiceImages/2024-09-26-01-28-22-843-66f4b8b6a770f452e8911a9f.jpg)
On September 25, the Securities and Exchange Commission (SEC) announced that it had charged 23 entities and individuals for failure to...
/Passle/660d68b6653e644c49237200/SearchServiceImages/2024-09-13-18-22-21-095-66e482dd375669ba0eb04e21.jpg)
The U.S. Securities and Exchange Commission (SEC) has confirmed that its climate and environmental, social, and governance (ESG)...
/Passle/660d68b6653e644c49237200/SearchServiceImages/2024-09-10-14-48-48-422-66e05c50b451a9f033a620cd.jpg)
New filing deadlines for Schedule 13G become effective on September 30. In October 2023, the SEC adopted new rules governing beneficial...
/Passle/660d68b6653e644c49237200/SearchServiceImages/2024-08-15-17-22-47-706-66be3967a74c808207f7e34c.jpg)
It's been a busy few weeks for the securities world. Read the latest issue of Fenwick's securities update and get up to speed on: The...