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May 07, 2025

SEC OKs Nasdaq's Changes to Initial Listing Reqs

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2more...
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The SEC recently approved Nasdaq’s proposed changes to the initial listing requirements related to liquidity. Nasdaq proposed to change...
May 07, 2025

SEC OKs Nasdaq's Changes to Initial Listing Reqs

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2 more...
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The SEC recently approved Nasdaq’s proposed changes to the initial listing requirements related to liquidity. Nasdaq proposed to change...
May 05, 2025

SEC updates CDIs on Rule 10b5-1 plans, clawbacks, and de-SPAC transactions

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2more...
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On April 25, the SEC staff added two new Compliance and Disclosure Interpretations (CDIs), revised 20 CDIs and withdrew three CDIs...
May 05, 2025

SEC updates CDIs on Rule 10b5-1 plans, clawbacks, and de-SPAC transactions

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2 more...
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On April 25, the SEC staff added two new Compliance and Disclosure Interpretations (CDIs), revised 20 CDIs and withdrew three CDIs...
May 02, 2025

Risk Factor Considerations for Upcoming Form 10-Q

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2more...
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As companies prepare their Form 10-Q disclosures, it's worth bearing in mind a number of special considerations amid the current economic...
May 02, 2025

Risk Factor Considerations for Upcoming Form 10-Q

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2 more...
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As companies prepare their Form 10-Q disclosures, it's worth bearing in mind a number of special considerations amid the current economic...
April 30, 2025

Cuts at IRS Appeals

By Vanessa Park-Thompson
The IRS workforce continues to shrink, with deferred resignations of hundreds of IRS Appeals personnel. Bloomberg reports that the IRS...
April 30, 2025

Cuts at IRS Appeals

By Vanessa Park-Thompson
The IRS workforce continues to shrink, with deferred resignations of hundreds of IRS Appeals personnel. Bloomberg reports that the IRS...
April 30, 2025

CARB to Hold Virtual Public Workshop Regarding California’s Corporate Climate Disclosure Rules

By Wendy Grasso
The California Air Resources Board (CARB) has announced that it will hold a virtual public workshop to “support the development of...
April 30, 2025

CARB to Hold Virtual Public Workshop Regarding California’s Corporate Climate Disclosure Rules

By Wendy Grasso
The California Air Resources Board (CARB) has announced that it will hold a virtual public workshop to “support the development of...
April 29, 2025

Key Changes in the Final and Proposed Digital Content and Cloud Computing Regulations

By David Forst, Kris Hatch
The U.S. Department of Treasury (Treasury) released final1 and proposed2 regulations under § 861 of the Code addressing the U.S. federal...
April 29, 2025

Key Changes in the Final and Proposed Digital Content and Cloud Computing Regulations

By David Forst, Kris Hatch
The U.S. Department of Treasury (Treasury) released final1 and proposed2 regulations under § 861 of the Code addressing the U.S. federal...
April 23, 2025

Familiar Tactics, New Targets: Non-Practicing Entities Move Into Life Sciences and Consumer Tech

By Jon McMichael
High-volume patent monetization entities have long focused on targets in the information technology and software sectors. But that trend...
April 23, 2025

Familiar Tactics, New Targets: Non-Practicing Entities Move Into Life Sciences and Consumer Tech

By Jon McMichael
High-volume patent monetization entities have long focused on targets in the information technology and software sectors. But that trend...
April 17, 2025

SEC Approves First U.S. National Securities Exchange Focused On Sustainability

By Wendy Grasso
The U.S. Securities and Exchange Commission has approved the registration of the first U.S. “green” stock exchange—Green Impact Exchange...
April 17, 2025

SEC Approves First U.S. National Securities Exchange Focused On Sustainability

By Wendy Grasso
The U.S. Securities and Exchange Commission has approved the registration of the first U.S. “green” stock exchange—Green Impact Exchange...