corporate governance

58 results for: corporate governance

September 27, 2024

SEC Settles Seven Whistleblower Protection Actions

By Merritt Steele

On September 9, the SEC settled charges against seven public companies for violations of the whistleblower protection rule. According to...

September 27, 2024

SEC Settles Seven Whistleblower Protection Actions

By Merritt Steele

On September 9, the SEC settled charges against seven public companies for violations of the whistleblower protection rule. According to...

September 26, 2024

SEC Enforcement Sweep for Late Sections 13 and 16 Reports

By Ran Ben-Tzur, Amanda Rose, David Bell, Merritt Steele

On September 25, the Securities and Exchange Commission (SEC) announced that it had charged 23 entities and individuals for failure to...

September 26, 2024

SEC Enforcement Sweep for Late Sections 13 and 16 Reports

By Ran Ben-Tzur, Amanda Rose, David Bell, Merritt Steele

On September 25, the Securities and Exchange Commission (SEC) announced that it had charged 23 entities and individuals for failure to...

September 25, 2024

Key Considerations for New Insider Trading Disclosures

By Merritt Steele

The following new SEC insider trading disclosures will be required in companies’ upcoming Forms 10-K (FY 2024) and/or proxy statements:...

September 25, 2024

Key Considerations for New Insider Trading Disclosures

By Merritt Steele

The following new SEC insider trading disclosures will be required in companies’ upcoming Forms 10-K (FY 2024) and/or proxy statements:...

August 23, 2024

SEC Announces Increased Registration Fee Rate

By Merritt Steele

Effective October 1, the U.S. Securities and Exchange Commission (SEC) will increase the registration fee rate from $147.60 per million...

August 23, 2024

SEC Announces Increased Registration Fee Rate

By Merritt Steele

Effective October 1, the U.S. Securities and Exchange Commission (SEC) will increase the registration fee rate from $147.60 per million...

August 15, 2024

August Securities Law Updates, Trends and Reminders

By Merritt Steele

It's been a busy few weeks for the securities world. Read the latest issue of Fenwick's securities update and get up to speed on: The...

August 15, 2024

August Securities Law Updates, Trends and Reminders

By Merritt Steele

It's been a busy few weeks for the securities world. Read the latest issue of Fenwick's securities update and get up to speed on: The...

July 08, 2024

SEC Publishes Updated Reg-Flex Agenda

By Merritt Steele

The U.S. Securities and Exchange Commission (SEC) recently published its Spring 2024 Reg-Flex Agenda. The SEC updated the anticipated...

July 08, 2024

SEC Publishes Updated Reg-Flex Agenda

By Merritt Steele

The U.S. Securities and Exchange Commission (SEC) recently published its Spring 2024 Reg-Flex Agenda. The SEC updated the anticipated...

June 26, 2024

Anti-DEI Shareholder Proposals Up in 2024 but Remain Unpopular with Investors

By Wendy Grasso

The number of anti-Diversity, Equity, and Inclusion proposals submitted by shareholders increased overall in the 2024 proxy season...

June 26, 2024

Anti-DEI Shareholder Proposals Up in 2024 but Remain Unpopular with Investors

By Wendy Grasso

The number of anti-Diversity, Equity, and Inclusion proposals submitted by shareholders increased overall in the 2024 proxy season...

June 25, 2024

Pro-DEI Shareholder Proposals and Support Down for 2024

By Wendy Grasso

The number of pro-Diversity, Equity, and Inclusion proposals submitted by shareholders decreased overall in the 2024 proxy season...

June 25, 2024

Pro-DEI Shareholder Proposals and Support Down for 2024

By Wendy Grasso

The number of pro-Diversity, Equity, and Inclusion proposals submitted by shareholders decreased overall in the 2024 proxy season...

June 21, 2024

SEC Enforcement of 'AI Washing' May Just Be Getting Started

By Zach Harned

In February, U.S. Securities and Exchange Commission Chair Gary Gensler gave stern warnings regarding the practice of “AI Washing,” that...

June 21, 2024

SEC Enforcement of 'AI Washing' May Just Be Getting Started

By Zach Harned

In February, U.S. Securities and Exchange Commission Chair Gary Gensler gave stern warnings regarding the practice of “AI Washing,” that...

June 05, 2024

SEC's Climate Disclosure Rule Faces Yet Another Potential Challenge

By Wendy Grasso

On June 4, 2024, the Republican-led House Appropriations Committee released a spending bill that would, among other things, cut funding...

June 05, 2024

SEC's Climate Disclosure Rule Faces Yet Another Potential Challenge

By Wendy Grasso

On June 4, 2024, the Republican-led House Appropriations Committee released a spending bill that would, among other things, cut funding...