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46 results for: capital markets
Jonathan Sagot speaking at NY Tech Week 2025
July 28, 2025

What is 'Dead Equity'?

By Fenwick
How do you incentivize new investors and executives to help grow your company when 70% of your cap table is on vacation in the Bahamas?...
Jonathan Sagot speaking at NY Tech Week 2025
July 28, 2025

What is 'Dead Equity'?

By Fenwick
How do you incentivize new investors and executives to help grow your company when 70% of your cap table is on vacation in the Bahamas?...
Byron Dailey speaking at NY Tech Week 2025
July 22, 2025

What Is a 'Venture Studio'?

By Fenwick
What if venture capital firms didn’t just help companies scale, but built them from the ground up? Structured correctly, a “venture...
Byron Dailey speaking at NY Tech Week 2025
July 22, 2025

What Is a 'Venture Studio'?

By Fenwick
What if venture capital firms didn’t just help companies scale, but built them from the ground up? Structured correctly, a “venture...
view looking up at glass office building
July 18, 2025

SEC in Discussion with Exchanges to Ease Public Company Regulations

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso +1more...
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The SEC is reportedly in discussions with Nasdaq and NYSE about ways to ease the burden of becoming—and remaining—a public company. Some...
view looking up at glass office building
July 18, 2025

SEC in Discussion with Exchanges to Ease Public Company Regulations

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso +1 more...
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The SEC is reportedly in discussions with Nasdaq and NYSE about ways to ease the burden of becoming—and remaining—a public company. Some...
June 20, 2025

SEC News Roundup

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso +1more...
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Catch up on the latest SEC news, including agency guidance, tips, requests for input, and more.  Petition for Rulemaking with Respect to...
June 20, 2025

SEC News Roundup

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso +1 more...
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Catch up on the latest SEC news, including agency guidance, tips, requests for input, and more.  Petition for Rulemaking with Respect to...
June 16, 2025

SEC Staff Says Certain Protocol Staking Activities Don't Constitute the Sale of Securities

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso +1more...
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The SEC’s Division of Corporation Finance recently issued a statement on Certain Protocol Staking Activities, essentially articulating...
June 16, 2025

SEC Staff Says Certain Protocol Staking Activities Don't Constitute the Sale of Securities

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso +1 more...
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The SEC’s Division of Corporation Finance recently issued a statement on Certain Protocol Staking Activities, essentially articulating...
May 12, 2025

NYSE Changes Rules on Initial Period Fees, How It Evaluates Listing Applications from Companies Outside North America

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso +1more...
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The New York Stock Exchange (Exchange) has recently adopted two rule changes, one to reduce fees for the initial period of a company’s...
May 12, 2025

NYSE Changes Rules on Initial Period Fees, How It Evaluates Listing Applications from Companies Outside North America

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso +1 more...
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The New York Stock Exchange (Exchange) has recently adopted two rule changes, one to reduce fees for the initial period of a company’s...
May 09, 2025

SEC Staff Offers New Guidance on Crypto Disclosure, Stablecoins

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2more...
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The SEC staff has issued a number of recent statements related to cryptocurrencies. Existing Disclosure Requirements On April 10, the SEC...
May 09, 2025

SEC Staff Offers New Guidance on Crypto Disclosure, Stablecoins

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2 more...
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The SEC staff has issued a number of recent statements related to cryptocurrencies. Existing Disclosure Requirements On April 10, the SEC...
May 07, 2025

SEC OKs Nasdaq's Changes to Initial Listing Reqs

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2more...
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The SEC recently approved Nasdaq’s proposed changes to the initial listing requirements related to liquidity. Nasdaq proposed to change...
May 07, 2025

SEC OKs Nasdaq's Changes to Initial Listing Reqs

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2 more...
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The SEC recently approved Nasdaq’s proposed changes to the initial listing requirements related to liquidity. Nasdaq proposed to change...
May 05, 2025

SEC updates CDIs on Rule 10b5-1 plans, clawbacks, and de-SPAC transactions

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2more...
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On April 25, the SEC staff added two new Compliance and Disclosure Interpretations (CDIs), revised 20 CDIs and withdrew three CDIs...
May 05, 2025

SEC updates CDIs on Rule 10b5-1 plans, clawbacks, and de-SPAC transactions

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2 more...
Show Less
On April 25, the SEC staff added two new Compliance and Disclosure Interpretations (CDIs), revised 20 CDIs and withdrew three CDIs...