Skip to main content
49 results for: capital markets
May 09, 2025

SEC Staff Offers New Guidance on Crypto Disclosure, Stablecoins

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2more...
Show Less
The SEC staff has issued a number of recent statements related to cryptocurrencies. Existing Disclosure Requirements On April 10, the SEC...
May 09, 2025

SEC Staff Offers New Guidance on Crypto Disclosure, Stablecoins

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2 more...
Show Less
The SEC staff has issued a number of recent statements related to cryptocurrencies. Existing Disclosure Requirements On April 10, the SEC...
May 07, 2025

SEC OKs Nasdaq's Changes to Initial Listing Reqs

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2more...
Show Less
The SEC recently approved Nasdaq’s proposed changes to the initial listing requirements related to liquidity. Nasdaq proposed to change...
May 07, 2025

SEC OKs Nasdaq's Changes to Initial Listing Reqs

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2 more...
Show Less
The SEC recently approved Nasdaq’s proposed changes to the initial listing requirements related to liquidity. Nasdaq proposed to change...
May 05, 2025

SEC updates CDIs on Rule 10b5-1 plans, clawbacks, and de-SPAC transactions

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2more...
Show Less
On April 25, the SEC staff added two new Compliance and Disclosure Interpretations (CDIs), revised 20 CDIs and withdrew three CDIs...
May 05, 2025

SEC updates CDIs on Rule 10b5-1 plans, clawbacks, and de-SPAC transactions

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2 more...
Show Less
On April 25, the SEC staff added two new Compliance and Disclosure Interpretations (CDIs), revised 20 CDIs and withdrew three CDIs...
May 02, 2025

Risk Factor Considerations for Upcoming Form 10-Q

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2more...
Show Less
As companies prepare their Form 10-Q disclosures, it's worth bearing in mind a number of special considerations amid the current economic...
May 02, 2025

Risk Factor Considerations for Upcoming Form 10-Q

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2 more...
Show Less
As companies prepare their Form 10-Q disclosures, it's worth bearing in mind a number of special considerations amid the current economic...
April 17, 2025

SEC Approves First U.S. National Securities Exchange Focused On Sustainability

By Wendy Grasso
The U.S. Securities and Exchange Commission has approved the registration of the first U.S. “green” stock exchange—Green Impact Exchange...
April 17, 2025

SEC Approves First U.S. National Securities Exchange Focused On Sustainability

By Wendy Grasso
The U.S. Securities and Exchange Commission has approved the registration of the first U.S. “green” stock exchange—Green Impact Exchange...
April 02, 2025

Acting SEC Chair Outlines Plan to Make IPOs More Attractive

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2more...
Show Less
Acting SEC Chair Mark T. Uyeda outlined potential regulatory changes to make IPOs more attractive and to scale public company disclosures...
April 02, 2025

Acting SEC Chair Outlines Plan to Make IPOs More Attractive

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2 more...
Show Less
Acting SEC Chair Mark T. Uyeda outlined potential regulatory changes to make IPOs more attractive and to scale public company disclosures...
March 25, 2025

SEC Expands Confidential Filing Options

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2more...
Show Less
The Securities and Exchange Commission has expanded the confidential filing options, including:  All Securities Act registration...
March 25, 2025

SEC Expands Confidential Filing Options

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2 more...
Show Less
The Securities and Exchange Commission has expanded the confidential filing options, including:  All Securities Act registration...
March 11, 2025

SEC Expansion of Availability of Confidential Submissions of Registration Statements Could Help Life Sciences Companies Raise Capital

By Rob Freedman
In an attempt to facilitate capital raising, the SEC announced that it was expanding the ability of issuers to submit draft registration...
March 11, 2025

SEC Expansion of Availability of Confidential Submissions of Registration Statements Could Help Life Sciences Companies Raise Capital

By Rob Freedman
In an attempt to facilitate capital raising, the SEC announced that it was expanding the ability of issuers to submit draft registration...
February 13, 2025

The Life Sciences IPO Market Is Off to a Solid Start in 2025 - Is Your Company Ready?

By Rob Freedman
Various biotech companies have completed or launched their IPOs so far in 2025. As of early February, five sizeable life sciences...
February 13, 2025

The Life Sciences IPO Market Is Off to a Solid Start in 2025 - Is Your Company Ready?

By Rob Freedman
Various biotech companies have completed or launched their IPOs so far in 2025. As of early February, five sizeable life sciences...