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45 results for: capital markets
April 17, 2025

SEC Approves First U.S. National Securities Exchange Focused On Sustainability

By Wendy Grasso
The U.S. Securities and Exchange Commission has approved the registration of the first U.S. “green” stock exchange—Green Impact Exchange...
April 17, 2025

SEC Approves First U.S. National Securities Exchange Focused On Sustainability

By Wendy Grasso
The U.S. Securities and Exchange Commission has approved the registration of the first U.S. “green” stock exchange—Green Impact Exchange...
April 02, 2025

Acting SEC Chair Outlines Plan to Make IPOs More Attractive

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso, Merritt Steele , +2 more...
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Acting SEC Chair Mark T. Uyeda outlined potential regulatory changes to make IPOs more attractive and to scale public company disclosures...
April 02, 2025

Acting SEC Chair Outlines Plan to Make IPOs More Attractive

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso, Merritt Steele , +2 more...
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Acting SEC Chair Mark T. Uyeda outlined potential regulatory changes to make IPOs more attractive and to scale public company disclosures...
March 25, 2025

SEC Expands Confidential Filing Options

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso, Merritt Steele , +2 more...
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The Securities and Exchange Commission has expanded the confidential filing options, including:  All Securities Act registration...
March 25, 2025

SEC Expands Confidential Filing Options

By David Bell, Ran Ben-Tzur, Amanda Rose, Wendy Grasso, Merritt Steele , +2 more...
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The Securities and Exchange Commission has expanded the confidential filing options, including:  All Securities Act registration...
March 11, 2025

SEC Expansion of Availability of Confidential Submissions of Registration Statements Could Help Life Sciences Companies Raise Capital

By Rob Freedman
In an attempt to facilitate capital raising, the SEC announced that it was expanding the ability of issuers to submit draft registration...
March 11, 2025

SEC Expansion of Availability of Confidential Submissions of Registration Statements Could Help Life Sciences Companies Raise Capital

By Rob Freedman
In an attempt to facilitate capital raising, the SEC announced that it was expanding the ability of issuers to submit draft registration...
February 13, 2025

The Life Sciences IPO Market Is Off to a Solid Start in 2025 - Is Your Company Ready?

By Rob Freedman
Various biotech companies have completed or launched their IPOs so far in 2025. As of early February, five sizeable life sciences...
February 13, 2025

The Life Sciences IPO Market Is Off to a Solid Start in 2025 - Is Your Company Ready?

By Rob Freedman
Various biotech companies have completed or launched their IPOs so far in 2025. As of early February, five sizeable life sciences...
January 07, 2025

2025 Reporting Season: Upcoming Disclosure Requirements for Your Form 10-K and Proxy Statement

By Ran Ben-Tzur, Amanda Rose, David Bell, Wendy Grasso, Merritt Steele , +2 more...
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The following new disclosure will be required in companies’ upcoming Forms 10-K (FY 2024) and/or proxy statements: Upcoming Disclosure...
January 07, 2025

2025 Reporting Season: Upcoming Disclosure Requirements for Your Form 10-K and Proxy Statement

By Ran Ben-Tzur, Amanda Rose, David Bell, Wendy Grasso, Merritt Steele , +2 more...
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The following new disclosure will be required in companies’ upcoming Forms 10-K (FY 2024) and/or proxy statements: Upcoming Disclosure...
December 20, 2024

With Govt. Shutdown Looming, Today is Key Deadline To Request SEC Accelerate Effectiveness of Registration Statements

By Merritt Steele
The United States is facing another potential government shutdown going into this weekend. In such an event, the Division of Corporate...
December 20, 2024

With Govt. Shutdown Looming, Today is Key Deadline To Request SEC Accelerate Effectiveness of Registration Statements

By Merritt Steele
The United States is facing another potential government shutdown going into this weekend. In such an event, the Division of Corporate...
December 18, 2024

SEC Charges Retailer with Failing to Disclose Aircraft Perks

By David Bell, Ran Ben-Tzur, Amanda Rose, Michael Knobler, Elizabeth Gartland, Merritt Steele , +3 more...
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On December 17, the U.S. Securities and Exchange Commission announced it settled charges against fashion retailer Express, Inc. for...
December 18, 2024

SEC Charges Retailer with Failing to Disclose Aircraft Perks

By David Bell, Ran Ben-Tzur, Amanda Rose, Michael Knobler, Elizabeth Gartland, Merritt Steele , +3 more...
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On December 17, the U.S. Securities and Exchange Commission announced it settled charges against fashion retailer Express, Inc. for...