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51 results for: public companies
June 20, 2025

SEC News Roundup

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso +1more...
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Catch up on the latest SEC news, including agency guidance, tips, requests for input, and more.  Petition for Rulemaking with Respect to...
June 20, 2025

SEC News Roundup

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso +1 more...
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Catch up on the latest SEC news, including agency guidance, tips, requests for input, and more.  Petition for Rulemaking with Respect to...
June 18, 2025

FINRA Fee Cap Increase Coming in July

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso +1more...
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Some issuers will be subject to higher FINRA fee caps beginning July 1, 2025. Section 7 of Schedule A to the FINRA By-Laws sets forth the...
June 18, 2025

FINRA Fee Cap Increase Coming in July

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso +1 more...
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Some issuers will be subject to higher FINRA fee caps beginning July 1, 2025. Section 7 of Schedule A to the FINRA By-Laws sets forth the...
June 16, 2025

SEC Withdraws 2022 Proposed Amendment to Rule 14a-8

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso +1more...
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On June 12, 2025, the SEC announced its withdrawal of previously proposed amendments to Rule 14a-8. The amendments, proposed in June...
June 16, 2025

SEC Withdraws 2022 Proposed Amendment to Rule 14a-8

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso +1 more...
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On June 12, 2025, the SEC announced its withdrawal of previously proposed amendments to Rule 14a-8. The amendments, proposed in June...
May 12, 2025

NYSE Changes Rules on Initial Period Fees, How It Evaluates Listing Applications from Companies Outside North America

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso +1more...
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The New York Stock Exchange (Exchange) has recently adopted two rule changes, one to reduce fees for the initial period of a company’s...
May 12, 2025

NYSE Changes Rules on Initial Period Fees, How It Evaluates Listing Applications from Companies Outside North America

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso +1 more...
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The New York Stock Exchange (Exchange) has recently adopted two rule changes, one to reduce fees for the initial period of a company’s...
May 07, 2025

SEC OKs Nasdaq's Changes to Initial Listing Reqs

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2more...
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The SEC recently approved Nasdaq’s proposed changes to the initial listing requirements related to liquidity. Nasdaq proposed to change...
May 07, 2025

SEC OKs Nasdaq's Changes to Initial Listing Reqs

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2 more...
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The SEC recently approved Nasdaq’s proposed changes to the initial listing requirements related to liquidity. Nasdaq proposed to change...
May 05, 2025

SEC updates CDIs on Rule 10b5-1 plans, clawbacks, and de-SPAC transactions

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2more...
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On April 25, the SEC staff added two new Compliance and Disclosure Interpretations (CDIs), revised 20 CDIs and withdrew three CDIs...
May 05, 2025

SEC updates CDIs on Rule 10b5-1 plans, clawbacks, and de-SPAC transactions

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2 more...
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On April 25, the SEC staff added two new Compliance and Disclosure Interpretations (CDIs), revised 20 CDIs and withdrew three CDIs...
May 02, 2025

Risk Factor Considerations for Upcoming Form 10-Q

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2more...
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As companies prepare their Form 10-Q disclosures, it's worth bearing in mind a number of special considerations amid the current economic...
May 02, 2025

Risk Factor Considerations for Upcoming Form 10-Q

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2 more...
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As companies prepare their Form 10-Q disclosures, it's worth bearing in mind a number of special considerations amid the current economic...
April 02, 2025

Acting SEC Chair Outlines Plan to Make IPOs More Attractive

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2more...
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Acting SEC Chair Mark T. Uyeda outlined potential regulatory changes to make IPOs more attractive and to scale public company disclosures...
April 02, 2025

Acting SEC Chair Outlines Plan to Make IPOs More Attractive

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2 more...
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Acting SEC Chair Mark T. Uyeda outlined potential regulatory changes to make IPOs more attractive and to scale public company disclosures...
March 31, 2025

SEC Nixes Climate Disclosure Rules

By Wendy Grasso
On March 27, 2025, the Securities and Exchange Commission voted to end its defense of the climate disclosure rules it adopted last year...
March 31, 2025

SEC Nixes Climate Disclosure Rules

By Wendy Grasso
On March 27, 2025, the Securities and Exchange Commission voted to end its defense of the climate disclosure rules it adopted last year...
March 31, 2025

Proxy Advisors, Institutional Investors Shift Diversity Policies and Mandates

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2more...
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Some proxy advisors and institutional investors have made changes to their diversity policies and mandates, including the following: ISS...
March 31, 2025

Proxy Advisors, Institutional Investors Shift Diversity Policies and Mandates

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2 more...
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Some proxy advisors and institutional investors have made changes to their diversity policies and mandates, including the following: ISS...
March 28, 2025

SEC Updates CDIs on Schedules 13D and 13G Eligibility

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2more...
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The SEC published updated Compliance and Disclosure Interpretations on the filing of Schedules 13D and 13G/Shareholder Engagement....
March 28, 2025

SEC Updates CDIs on Schedules 13D and 13G Eligibility

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2 more...
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The SEC published updated Compliance and Disclosure Interpretations on the filing of Schedules 13D and 13G/Shareholder Engagement....
March 26, 2025

SEC Updates Guidance on Excluding Shareholder Proposals

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2more...
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The SEC rescinded Staff Legal Bulletin No. 14L and issued updated guidance on the exclusion of shareholder proposals under Rule 14a-8 and...
March 26, 2025

SEC Updates Guidance on Excluding Shareholder Proposals

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Merritt Steele +2 more...
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The SEC rescinded Staff Legal Bulletin No. 14L and issued updated guidance on the exclusion of shareholder proposals under Rule 14a-8 and...