Remarks from SEC Chair Atkins indicate possible changes to shareholder proposal rules, letting companies exclude nonbinding proposals from proxy statements. Learn what this means before proxy season.

Yesterday, the Securities and Exchange Commission (SEC) launched a new statistics and data visualization page that includes statistics...

Convertible instruments held steady in Q1 2025, but the terms are shifting in favor of investors. Interest rates on convertible notes...

The SEC is reportedly in discussions with Nasdaq and NYSE about ways to ease the burden of becoming—and remaining—a public company. Some...

On July 1, the SEC’s Division of Corporation Finance (Corp Fin) issued a statement regarding Crypto Asset Exchange-Traded Products...

On July 11, the SEC’s Division of Corporation Finance amended 18 Compliance and Disclosure Interpretations relating to Regulation 13D-G,...

Keep in mind the following risk factor and MD&A considerations for upcoming Form 10-Q filings: Trade Issues and Tariffs:  U.S. and...

Catch up on the latest SEC news, including agency guidance, tips, requests for input, and more.  Petition for Rulemaking with Respect to...

Some issuers will be subject to higher FINRA fee caps beginning July 1, 2025. Section 7 of Schedule A to the FINRA By-Laws sets forth the...

On June 12, 2025, the SEC announced its withdrawal of previously proposed amendments to Rule 14a-8. The amendments, proposed in June...

The New York Stock Exchange (Exchange) has recently adopted two rule changes, one to reduce fees for the initial period of a company’s...

The SEC recently approved Nasdaq’s proposed changes to the initial listing requirements related to liquidity. Nasdaq proposed to change...