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11 results for: sec
A pen on a stack of papers.
August 17, 2026

SEC to Discontinue Responding to Rule 14a-8 No-Action Requests

By Merritt Steele
On Friday, the SEC’s Division of Corporation Finance announced that it will discontinue responding to Rule 14a-8 no-action requests entirely, effective immediately.
A pen on a stack of papers.
August 17, 2026

SEC to Discontinue Responding to Rule 14a-8 No-Action Requests

By Merritt Steele
On Friday, the SEC’s Division of Corporation Finance announced that it will discontinue responding to Rule 14a-8 no-action requests entirely, effective immediately.
man with tablet and stylus
July 16, 2026

SEC Proposes New E-Delivery Approach

By Merritt Steele
A breakdown of the SEC's proposed new Regulation E-Delivery rule for issuers, broker-dealers, investment advisers, and other market intermediaries.
man with tablet and stylus
July 16, 2026

SEC Proposes New E-Delivery Approach

By Merritt Steele
A breakdown of the SEC's proposed new Regulation E-Delivery rule for issuers, broker-dealers, investment advisers, and other market intermediaries.
Smokestacks on the horizon.
May 29, 2026

SEC Launches Formal Rulemaking to Scrap Climate-Related Disclosure Requirements

By Wendy Grasso
The Securities and Exchange Commission has formally proposed rules to rescind its previously adopted Climate Related Disclosure Rules in their entirety.
Smokestacks on the horizon.
May 29, 2026

SEC Launches Formal Rulemaking to Scrap Climate-Related Disclosure Requirements

By Wendy Grasso
The Securities and Exchange Commission has formally proposed rules to rescind its previously adopted Climate Related Disclosure Rules in their entirety.
The U.S. Capitol Building.
May 20, 2026

How the SEC Wants to Shake Up Registered Offering and Public Company Reporting Frameworks

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Lilyanna Peyser,Merritt Steele +3more...
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A summary of SEC proposed rule and form amendments that would significantly change the registered offering and public company reporting frameworks.
The U.S. Capitol Building.
May 20, 2026

How the SEC Wants to Shake Up Registered Offering and Public Company Reporting Frameworks

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Lilyanna Peyser,Merritt Steele +3 more...
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A summary of SEC proposed rule and form amendments that would significantly change the registered offering and public company reporting frameworks.
A person reading business metrics.
May 07, 2026

SEC Releases Proposed Semiannual Reporting Rule

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Lilyanna Peyser,Merritt Steele +3more...
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A summary of SEC's proposed amendments that would allow Exchange Act reporting companies to file semiannual interim reports on a new Form 10-S in lieu of quarterly reports on Form 10-Q.
A person reading business metrics.
May 07, 2026

SEC Releases Proposed Semiannual Reporting Rule

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Lilyanna Peyser,Merritt Steele +3 more...
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A summary of SEC's proposed amendments that would allow Exchange Act reporting companies to file semiannual interim reports on a new Form 10-S in lieu of quarterly reports on Form 10-Q.
man with tablet and stylus
March 06, 2026

SEC CDI Updates for March 2026

By Merritt Steele

On March 6, 2026, the SEC released updated Compliance and Disclosure Interpretations (CDIs) related to Rule 701, Rule 405, CIK

man with tablet and stylus
March 06, 2026

SEC CDI Updates for March 2026

By Merritt Steele

On March 6, 2026, the SEC released updated Compliance and Disclosure Interpretations (CDIs) related to Rule 701, Rule 405, CIK

The Washington, DC skyline.
February 27, 2026

SEC CDI updates for January and February 2026

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Lilyanna Peyser,Merritt Steele +3more...
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Since January, the SEC has released a number of notable Compliance & Disclosure Interpretations updates.

The Washington, DC skyline.
February 27, 2026

SEC CDI updates for January and February 2026

By David Bell,Ran Ben-Tzur,Amanda Rose,Wendy Grasso,Lilyanna Peyser,Merritt Steele +3 more...
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Since January, the SEC has released a number of notable Compliance & Disclosure Interpretations updates.

Boardroom
October 16, 2025

SEC Chair Suggests Major Potential Changes for the Proxy Proposal Process

By David Bell, Ran Ben-Tzur, Amanda Rose
Remarks from SEC Chair Atkins indicate possible changes to shareholder proposal rules, letting companies exclude nonbinding proposals from proxy statements. Learn what this means before proxy season.
Boardroom
October 16, 2025

SEC Chair Suggests Major Potential Changes for the Proxy Proposal Process

By David Bell, Ran Ben-Tzur, Amanda Rose
Remarks from SEC Chair Atkins indicate possible changes to shareholder proposal rules, letting companies exclude nonbinding proposals from proxy statements. Learn what this means before proxy season.
Image of a gavel on an open book
July 24, 2025

SEC Climate Rule Saga Continues

By Wendy Grasso
The Securities and Exchange Commission’s (SEC) controversial climate disclosure rules have been essentially dead since last March, when...
Image of a gavel on an open book
July 24, 2025

SEC Climate Rule Saga Continues

By Wendy Grasso
The Securities and Exchange Commission’s (SEC) controversial climate disclosure rules have been essentially dead since last March, when...